Some insurers saw a spike in 2022 claims although experience varied, and impact was mitigated by shared risk. 

Interested to read the full article? Enter your information to download the article.

April 10, 2024
starshep favicon 512x512

Fraudulent-‘wire’ claims bedevil RIAs and their E&O insurers in 2023

 Some insurers saw a spike in 2022 claims although experience varied, and impact was mitigated by shared risk.  Interested to read the full article? Enter your […]
March 29, 2024
starshep avatar white

How One Small Click Led To Big Headaches For A Tax And Accounting Firms

Navigating the risks of email scams during tax season? Gain valuable insights from @Jessica Thayer, SVP and Financial Institutions Practice Leader at Starkweather & Shepley. In […]
October 3, 2023
starshep favicon 512x512

Navigating CCO liability risks: Tips for staying out of the SEC’s crosshairs

The issue of chief compliance officer (CCO) liability has long been debated; it has become a grave concern for CCOs, CEOs, and other C-suite executives who put […]
September 21, 2021

Six Common Mistakes Advisers Make When Procuring Professional Liability Insurance And How To Address Them

Investment advisers work hard to build their businesses, so it’s vital to protect their firms from catastrophic losses that can arise from unexpected regulatory actions or […]
July 24, 2018

What is a GIA or General Indemnity Agreement? Why do my spouse and I both have to sign?

A General Indemnity Agreement (GIA) is a legal contract between a surety company and the principal looking to obtain surety credit.